S0002RS1-T01-S0002-Z · Full risk code

Insufficient Regulatory Compliance Preparation

法令遵循準備不足

Inception
Risk Description

When an organization inventories existing AI systems only after new regulations are published, finding gaps in documentation and human oversight; because compliance remediation requires months, the system faces violation exposure during the transition, forcing service suspension or downgrades alongside operational adjustment costs.

Framework Mappings

EU AI ActArt.6、Annex III、Art.113
ISO/IEC 42001§4.1、Annex A.5.2
NIST AI RMFGOVERN 1.1、MAP 1.1
ISO/IEC 5338啟動
MIT AI Risk RepositoryDomain 6

Risk Treatment & Implementation Guidance

Designate an owner to continuously monitor AI regulatory developments in Taiwan and target markets, with a deadline for completing internal impact assessments after each announcement; Self-assess every existing system against the regulatory risk-classification criteria, identify high-risk systems and prioritize remediation; Close gaps in documentation, risk assessment and human oversight before the regulation takes effect, budgeting the transition work into the annual plan