Loss of Control in Automated Trading
自動交易系統失控
Re-evaluation
Risk Description
When following an anomalous market signal, automated trading systems execute large volumes of orders according to their design logic; due to unmitigated control gaps, because multiple systems react similarly, selling pressure escalates sharply within minutes, and by the time humans intervene the losses have already occurred, triggering compliance exposure and operational reputational costs.
Framework Mappings
EU AI ActArt.14
OWASP Top 10 for LLMLLM06
NIST AI RMFMANAGE 2.4
ISO/IEC 23894§6.5
ISO/IEC 5338運作與監控
MIT AI Risk RepositoryDomain 7
Risk Treatment & Implementation Guidance
Install circuit breakers auto-suspending on abnormal volatility or loss thresholds; Maintain a human oversight layer able to take over immediately in significant market conditions; Set risk limits—per trade, cumulative and per period—the system cannot exceed