S0060RS1-T03-S0060-Z · Full risk code

Knowledge Gaps Leading to Blind Decisions

各方知識落差導致盲目決策

Verification & Validation
Risk Description

When a deployment team assesses system suitability based on supplier documentation, but the two sides understand the system's limitations differently; due to unmitigated control gaps, the system fails extensively in an unanticipated context, and subsequent review finds that each party assumed the other had verified that scenario, triggering compliance exposure and operational reputational costs.

Framework Mappings

EU AI ActArt.13
ISO/IEC 42001Annex A.8.2、A.10.3
NIST AI RMFGOVERN 6.1
ISO/IEC 5338驗證與確效
MIT AI Risk RepositoryDomain 5

Risk Treatment & Implementation Guidance

Produce layered transparency documentation explaining system limitations at the knowledge level of deployer, reviewer and user, with confirmation responsibilities assigned; Use written checklists at adoption to confirm applicable and excluded scenarios item by item rather than verbal understandings; Run jointly witnessed validation tests for critical scenarios, recording who confirmed what